| 
Results for examiners. Search took 0.10 seconds.
Commercial real estate: an accounting shell game
in Sox First, on November 1, 2009
...t's even more alarming now is the directive from the Federal Deposit Insurance Corporation saying examiners can let banks off the hook for non-performing commercial real estate loans. The directive ...
Madoff: contender for SEC chairman
in Sox First, on September 3, 2009
...doff and why it turned a blind eye to the frauds he was perpetrating. According to the report, SEC examiners found Madoff to be totally charming and a wonderful story teller. "Madoff made effort...
SEC and Madoff: shutting the stable gate after the horse has bolted
in Sox First, on December 17, 2008
...staff regarding the firm. The Commission believes strongly that it is vital that SEC investigators, examiners, and enforcement staff be above reproach while conducting their duties, in order to ensure...
Auditors slam bailout
in Sox First, on December 3, 2008
...Treasury plans to leverage bank regulators, which in the case of the largest institutions have bank examiners on site, to conduct any oversight or monitoring related to CPP requirements. However, unle...
SEC Compliance Alert
in The Hedge Funds Weblog, on July 28, 2008
... released a new ` ComplianceAlert ´ letter identifying common deficiencies and weaknesses that SEC examiners have found during recent compliance examinations of registered investment companies and bro...
Does Sarbanes-Oxley make fraud worse?
in Sox First, on July 23, 2008
...
That's the fascinating question raised in a new Association of Certified Fraud Examiners report . First of all, the report finds that despite the purported intentions of Sarbanes-Oxley to in...
Is your business vulnerable to fraud?
in Sox First, on October 9, 2007
...es to any of these, your business could be vulnerable to fraud, says Association of Certified Fraud Examiners founder Joseph Wells in his piece for the Journal of Accountancy. Wells offers some goo...
Fraud and SOX failure
in Sox First, on June 13, 2007
...s show how badly it failed. Despite tougher anti-fraud measures, three out of four certified fraud examiners feel fraud is more prevalent today than it was in 2002. They are also reporting increases ...
ANNA-NICOLE SMITH DIED OF DRUG OVERDOSE
in The Celebrities Weblog, on March 27, 2007
...ed of an accidental overdose of legal prescription, and over the counter drugs.
The medical examiners and police have determined that there wasn't any foul play involved in Anna's deat...
Can SOX compliance work?
in Sox First, on December 5, 2005
... always some that will cut corners. And that's the problem. A recent survey of certified fraud examiners by Oversight Systems Inc found that while 65 per cent felt SOX had been successful in ide...