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Interview with AXS-One chairman and CEO Bill Lyons
in Sox First, on August 23, 2007
Retention of electronic records is a hot issue for business and it has proven itself to be a big compliance headache. I have blogged on that issue here , here and here . AXS-One is a global records compliance management company and this week I interviewed its chairman and CEO Bill Lyons abou...
Sloppy email policies
in Sox First, on March 15, 2006
Merrill Lynch has been pinged $2.5 million for failing to promptly provide the Securities and Exchange Commission with e-mail messages that the regulators had been chasing for 16 months. According to the New York Post, Merrill Lynch was just sloppy . What then do they call Morgan Stanley which...
Email risk
in Sox First, on December 8, 2005
How does email put a company at risk? In many ways, says Missouri-based IT lawyer Dennis Kennedy. Writing in the Sarbanes-Oxley Compliance Journal , Kennedy argues that personal emails at work (and that includes jokes , inappropriate yarns, etc) can put the company at risk of a security ...